ROC compliance is a calendar sport with per-day penalties: AOC-4 and MGT-7 for every company every year, event forms whenever something changes, and additional fees of ₹100 per day that never negotiate. This engagement runs the corporate secretarial calendar so nothing accrues quietly.
| Item | Position |
|---|---|
| AGM-linked clock | AOC-4 within 30 days, MGT-7 within 60 days of the AGM |
| Late fee | ₹100/day per form for annual returns — uncapped |
| Event forms | Mostly 30-day windows from the event |
| Director KYC | Per the current DIR-3 KYC cycle; DIN deactivation on default |
Filed forms with challans and SRNs, an always-current compliance register, minutes and resolutions backing each filing, and a year-planner your board can see.
Signed financials and audit report, board/AGM minutes, statutory registers, DSCs of signatories, and event documents as they arise.
Board decisions and signed documents come from the company on the agreed dates; DSC availability is the signatories' responsibility. Facts stated in forms are certified on management's records.
Adjudication/compounding proceedings, NCLT matters and secretarial audit are separate engagements, taken up with the appropriate professionals where the law requires them.
We have not filed for two years. How bad is it?
Quantifiable: ₹100/day/form plus director-disqualification risk beyond thresholds. A records review prices the clean-up exactly, and amnesty windows (like CCFS-2026) are used when open. No waiver can be promised; a plan can.
Is an AGM really needed for a small private company?
Yes, annually (OPC excepted) — and its date drives both annual forms. Getting the AGM record right is half of ROC hygiene.
Do you chase us or do we chase you?
The calendar chases both of us: reminders go out ahead of every date with exactly what is needed. Silence from the client side is escalated, not absorbed.
Can one engagement cover our three group companies?
Yes — multi-entity retainers run one calendar with per-entity registers, priced by entity and event volume.
The applicable scope, documentation, professional responsibilities and timelines are agreed in an engagement letter before commencement.
CCFS-2026 Backlog FilingDPT-3 ReturnShare Allotment FilingsRequest a Scope DiscussionThis page describes the service in general terms as on 6 August 2026 and is not professional advice or an assurance of any outcome. Registrations, filings, refunds and departmental outcomes depend on facts and the concerned authority. Figures and due dates change; verify current positions before acting.
| Compliance | Due | Note |
|---|---|---|
| DPT-3 (deposits/loans return) | 30 June (annual) | Covers director loans and advances |
| DIR-3 KYC | 30 September | Now triennial for unchanged particulars |
| AGM (other than first) | 30 September | First AGM: 9 months from first FY end |
| AOC-4 / MGT-7 | 30 / 60 days from AGM | Rs 100 per day per form if late |
| MSME Form 1 | 30 April / 31 October | If MSE dues pending beyond 45 days |
| CCFS-2026 amnesty | Till 31 August 2026 | 90% additional-fee waiver + immunity |
Dates as generally applicable on 15 July 2026; extensions/notifications can change them — confirm current dates before relying.
Registers, minutes and past filings assessed once.
Entity-specific dates fixed and owned.
Annual + event forms prepared, approved, filed.
Register updated; documents archived per filing.
Have questions about this service? Contact us for a free consultation.
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